Filing Details
- Accession Number:
- 0001214659-15-008120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-01 17:10:09
- Reporting Period:
- 2015-11-27
- Filing Date:
- 2015-12-01
- Accepted Time:
- 2015-12-01 17:10:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1052054 | Evolving Systems Inc | EVOL | Services-Computer Programming Services (7371) | 841010843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1628706 | D. Julian Singer | C/O Evolving Systems, Inc. 9777 Pyramid Court, Suite 100 Englewood CO 80112 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-27 | 750 | $5.60 | 26,350 | No | 4 | P | Indirect | by JDS1 LLC |
| Common Stock | Acquisiton | 2015-11-30 | 1,663 | $5.60 | 28,013 | No | 4 | P | Indirect | by JDS1 LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | by JDS1 LLC |
| No | 4 | P | Indirect | by JDS1 LLC |
Footnotes
- The reporting person is a beneficiary of Singer Children's Management Trust and disclaims beneficial ownership over any securities held by Singer Children's Management Trust except to the extent of his reportable pecuniary interest therein. Singer Children's Management Trust owns 2,645,638 shares of Common Stock of the Issuer. Pursuant to Rule 16a-8(b), the reporting person is not deemed to have a reportable pecuniary interest in shares held by Singer Children's Management Trust.
- The Reporting Person is the managing member of JDS1 LLC and controls all investment decisions of the entity.
Billionaire Hedge Funds
