Filing Details
- Accession Number:
- 0001209191-15-082650
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-01 16:16:49
- Reporting Period:
- 2015-12-01
- Filing Date:
- 2015-12-01
- Accepted Time:
- 2015-12-01 16:16:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1619917 | Patriot National Inc. | PN | Insurance Agents, Brokers & Service (6411) | 464151376 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1481965 | J. Timothy Ermatinger | C/O Patriot National, Inc. 401 E. Las Olas Blvd., Suite 1650 Fort Lauderdale FL 33301 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-12-01 | 7,500 | $14.31 | 40,882 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 48,382 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $14.00 | 2025-01-15 | 35,294 | 35,294 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-01-15 | 35,294 | 35,294 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.03 to $14.53, inclusive. The reporting person undertakes to provide to Patriot National, Inc., any security holder of Patriot National, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the numbers of shares purchased at each separate price within the range set forth in this footnote to this Form 4.
- The option vests in three equal annual installments beginning on January 15, 2016.