Filing Details
- Accession Number:
- 0001225208-15-021540
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-01 15:19:22
- Reporting Period:
- 2015-11-23
- Filing Date:
- 2015-12-01
- Accepted Time:
- 2015-12-01 15:19:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 823768 | Waste Management Inc | WM | Refuse Systems (4953) | 731309529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1544705 | J John Morris | 1001 Fannin, Suite 4000 Houston TX 77002 | Sr Vp Field Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-23 | 13,483 | $41.37 | 37,305 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-23 | 10,215 | $36.89 | 47,520 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-23 | 4,513 | $34.94 | 52,033 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-23 | 23,620 | $53.94 | 28,413 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-23 | 13,483 | $41.37 | 13,483 | $41.37 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-23 | 10,215 | $36.89 | 10,215 | $36.89 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-23 | 4,513 | $34.94 | 4,513 | $34.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,450 | 2015-03-07 | 2024-03-07 | No | 4 | M | Direct |
| 20,431 | 2014-03-08 | 2023-03-08 | No | 4 | M | Direct |
| 0 | 2013-03-09 | 2022-03-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,005 | Indirect | By 401(k) Plan |
Footnotes
- This transaction was executed in multiple trades at prices ranging from 53.9364 to 53.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
Billionaire Hedge Funds
