Filing Details
- Accession Number:
- 0000091142-15-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-01 15:00:03
- Reporting Period:
- 2015-11-30
- Filing Date:
- 2015-12-01
- Accepted Time:
- 2015-12-01 15:00:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1399737 | F James Stern | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Exec Vp, General Counsel & Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-10-26 | 1,880 | $0.00 | 76,685 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2015-11-02 | 30 | $0.00 | 76,655 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2015-11-09 | 195 | $0.00 | 76,460 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2015-11-30 | 27,900 | $13.97 | 104,360 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-30 | 16,282 | $80.37 | 88,078 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-11-30 | 4,100 | $80.39 | 83,978 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | G | Direct | |
| No | 4 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2015-11-30 | 27,900 | $0.00 | 27,900 | $13.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 68,180 | 2020-02-08 | No | 4 | M | Direct |
Footnotes
- Gift
- The employee stock options were granted on 02/08/2010 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/08/2011.
Billionaire Hedge Funds
