Filing Details
- Accession Number:
- 0001606268-15-000164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-01 11:07:27
- Reporting Period:
- 2015-11-27
- Filing Date:
- 2015-12-01
- Accepted Time:
- 2015-12-01 11:07:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1606268 | Spark Energy Inc. | SPKE | Electric & Other Services Combined (4931) | 465453215 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1582155 | Nudevco Partners Holdings, Llc | 12140 Wickchester Lane, Suite 100 Houston TX 77079 | No | No | Yes | No | |
1582158 | Nudevco Partners, Llc | 12140 Wickchester Lane, Suite 100 Houston TX 77079 | No | No | Yes | No | |
1582187 | Iii Keith W Maxwell | 12140 Wickchester Lane, Suite 100 Houston TX 77079 | Yes | No | Yes | No | |
1613669 | Nudevco Retail, Llc | 12140 Wickchester Lane, Suite 100 Houston TX 77079 | No | No | Yes | No | |
1613688 | Nudevco Retail Holdings,Llc | 12140 Wickchester Lane, Suite 100 Houston TX 77079 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-11-27 | 10,000 | $18.48 | 42,650 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.35 to $18.5499, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- This Form 4 is filed jointly by W. Keith Maxwell III, NuDevco Partners, LLC ("NuDevco Partners"), NuDevco Partners Holdings, LLC ("NuDevco Holdings"), NuDevco Retail, LLC ("NuDevco Retail") and NuDevco Retail Holdings, LLC ("NuDevco Retail Holdings"). Mr. Maxwell is the sole member of NuDevco Partners. NuDevco Partners is the sole member of NuDevco Holdings. NuDevco Holdings is the sole member of NuDevco Retail Holdings. NuDevco Retail Holdings is the sole member of NuDevco Retail. (Continued in footnote 3).
- Accordingly, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail are direct and indirect wholly owned subsidiaries of Mr. Maxwell, and Mr. Maxwell, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail may be deemed to indirectly own the securities of the Issuer directly held by one or more of such other reporting persons, but each disclaims beneficial ownership except to the extent of his or its pecuniary interest therein.
- Mr. Maxwell purchased the securities reported above directly.