Filing Details

Accession Number:
0001606268-15-000164
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-01 11:07:27
Reporting Period:
2015-11-27
Filing Date:
2015-12-01
Accepted Time:
2015-12-01 11:07:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1606268 Spark Energy Inc. SPKE Electric & Other Services Combined (4931) 465453215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582155 Nudevco Partners Holdings, Llc 12140 Wickchester Lane, Suite 100
Houston TX 77079
No No Yes No
1582158 Nudevco Partners, Llc 12140 Wickchester Lane, Suite 100
Houston TX 77079
No No Yes No
1582187 Iii Keith W Maxwell 12140 Wickchester Lane, Suite 100
Houston TX 77079
Yes No Yes No
1613669 Nudevco Retail, Llc 12140 Wickchester Lane, Suite 100
Houston TX 77079
No No Yes No
1613688 Nudevco Retail Holdings,Llc 12140 Wickchester Lane, Suite 100
Houston TX 77079
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-11-27 10,000 $18.48 42,650 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.35 to $18.5499, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. This Form 4 is filed jointly by W. Keith Maxwell III, NuDevco Partners, LLC ("NuDevco Partners"), NuDevco Partners Holdings, LLC ("NuDevco Holdings"), NuDevco Retail, LLC ("NuDevco Retail") and NuDevco Retail Holdings, LLC ("NuDevco Retail Holdings"). Mr. Maxwell is the sole member of NuDevco Partners. NuDevco Partners is the sole member of NuDevco Holdings. NuDevco Holdings is the sole member of NuDevco Retail Holdings. NuDevco Retail Holdings is the sole member of NuDevco Retail. (Continued in footnote 3).
  3. Accordingly, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail are direct and indirect wholly owned subsidiaries of Mr. Maxwell, and Mr. Maxwell, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail may be deemed to indirectly own the securities of the Issuer directly held by one or more of such other reporting persons, but each disclaims beneficial ownership except to the extent of his or its pecuniary interest therein.
  4. Mr. Maxwell purchased the securities reported above directly.