Filing Details
- Accession Number:
- 0001140361-15-043156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-30 19:47:09
- Reporting Period:
- 2015-11-24
- Filing Date:
- 2015-11-30
- Accepted Time:
- 2015-11-30 19:47:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1615892 | Ar Capital Acquisition | AUMAU | Blank Checks (6770) | 471434549 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270742 | Lcg Holdings Llc | 1114 Avenue Of The Americas 29Th Floor New York NY 10036 | No | No | Yes | No | |
1316580 | Luxor Capital Group, Lp | 1114 Avenue Of The Americas 29Th Floor New York NY 10036 | No | No | Yes | No | |
1356913 | Ltd Offshore Partners Capital Luxor | C/O M&Amp;C Corporate Svcs Ltd Po Box 309 Gt Ugland House George Town E9 00000 | No | No | Yes | No | |
1393021 | Luxor Capital Partners, Lp | 1114 Avenue Of The Americas 29Th Floor New York NY 10036 | No | No | Yes | No | |
1609548 | Thebes Partners Offshore, Ltd. | C/O Maples Corporate Services Limited Box 309, Ugland House Grand Cayman E9 KY1-1104 | No | No | Yes | No | |
1649417 | Thebes Offshore Master Fund, Lp | C/O Maples Corporate Services Limited Box 309, Ugland House Grand Cayman E9 KY1-1104 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Disposition | 2015-11-24 | 1,800 | $9.87 | 88,746 | No | 4 | S | Indirect | By Thebes Offshore Master Fund, LP |
Common Stock, $0.0001 Par Value | Disposition | 2015-11-30 | 3,400 | $9.87 | 85,346 | No | 4 | S | Indirect | By Thebes Offshore Master Fund, LP |
Common Stock, $0.0001 Par Value | Disposition | 2015-11-30 | 3,600 | $9.87 | 81,746 | No | 4 | S | Indirect | By Thebes Offshore Master Fund, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Thebes Offshore Master Fund, LP |
No | 4 | S | Indirect | By Thebes Offshore Master Fund, LP |
No | 4 | S | Indirect | By Thebes Offshore Master Fund, LP |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Warrants (right to buy) | Disposition | 2015-11-24 | 900 | $0.00 | 900 | $11.50 |
Common Stock, $0.0001 Par Value | Warrants (right to buy) | Disposition | 2015-11-30 | 1,700 | $0.00 | 1,700 | $11.50 |
Common Stock, $0.0001 Par Value | Warrants (right to buy) | Disposition | 2015-11-30 | 1,800 | $0.00 | 1,800 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
44,373 | No | 4 | S | Indirect | ||
42,673 | No | 4 | S | Indirect | ||
40,873 | No | 4 | S | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.0001 Par Value | 1,843,009 | Indirect | By Luxor Capital Partners, LP |
Common Stock, $0.0001 Par Value | 2,066,445 | Indirect | By Luxor Capital Partners Offshore Master Fund, LP |
Footnotes
- This Form 4 is filed jointly by Luxor Capital Group, LP ("Luxor Capital Group"), Luxor Capital Partners, LP ("Onshore Fund"), Luxor Capital Partners Offshore, Ltd. ("Offshore Feeder Fund), Thebes Partners Offshore, Ltd. ("Thebes Feeder Fund"), LCG Holdings, LLC ("LCG Holdings"), Luxor Management, LLC ("Luxor Management") and Christian Leone (collectively, the "Reporting Persons").
- Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- Securities sold were units of the Issuer (the "Units"), with each Unit consisting of one share of Common Stock and one-half of one Warrant. The sales price reported herein is the price for each Unit.
- Securities owned directly by Thebes Offshore Master Fund, LP ("Thebes Master Fund"). Thebes Feeder Fund, the owner of a controlling interest in, and together with a minority investor, the owner of 100% of the interests in Thebes Master Fund, may be deemed to beneficially own the securities owned directly by Thebes Master Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Thebes Master Fund, may be deemed to beneficially own the securities owned directly by Thebes Master Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Thebes Master Fund.
- Securities owned directly by Onshore Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Onshore Fund, may be deemed to beneficially own the securities owned directly by Onshore Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Onshore Fund.
- Securities owned directly by Offshore Master Fund. Offshore Feeder Fund, as the owner of a controlling interest in Offshore Master Fund, may be deemed to beneficially own the securities owned directly by Offshore Master Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Offshore Master Fund, may be deemed to beneficially own the securities owned directly by Offshore Master Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Offshore Master Fund.
- The Warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering.
- The Warrants will expire at 5:00 p.m., New York City time, five years after the completion of the initial business combination or earlier upon redemption or liquidation.
- Each whole Warrant is exercisable to purchase one share of Common Stock and only whole Warrants are exercisable.