Filing Details

Accession Number:
0001209191-15-082517
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-30 18:39:05
Reporting Period:
2015-11-25
Filing Date:
2015-11-30
Accepted Time:
2015-11-30 18:39:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1052595 Red Lion Hotels Corp RLH Hotels & Motels (7011) 911032187
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1645650 Hna Investment Management Llc 225 Liberty Street
New York NY 10281
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2015-11-25 0 $7.43 0 No 4 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2015-11-30 0 $7.48 0 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. As described in additional detail below, the filer acquired Section 13 beneficial ownership of 32,597 shares of Common Stock on this date, but has no pecuniary interest in those shares and therefore has not acquired them for the purposes of Section 16. Following this acquisition, the filer had Section 13 beneficial ownership of 3,099,317 shares of Common Stock but had no pecuniary interest in those shares and therefore no beneficial ownership for the purposes of Section 16.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.33 to $7.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
  3. As described in additional detail below, the filer acquired Section 13 beneficial ownership of 4,823 shares of Common Stock on this date, but has no pecuniary interest in those shares and therefore has not acquired them for the purposes of Section 16. Following this acquisition, the filer had Section 13 beneficial ownership of 3,104,140 shares of Common Stock but had no pecuniary interest in those shares and therefore no beneficial ownership for the purposes of Section 16.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.47 to $7.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.