Filing Details
- Accession Number:
- 0000899243-15-008988
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-30 18:02:12
- Reporting Period:
- 2015-11-25
- Filing Date:
- 2015-11-30
- Accepted Time:
- 2015-11-30 18:02:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808326 | Emcore Corp | EMKR | Semiconductors & Related Devices (3674) | 222746503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1349005 | R Steven Becker | C/O Northern Right Capital Management, L.p. 500 Crescent Court, Suite 230 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-25 | 22,445 | $7.30 | 530,352 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-11-27 | 13,493 | $7.34 | 516,859 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-11-30 | 28,501 | $7.32 | 488,358 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-11-25 | 32,054 | $7.30 | 756,330 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-11-27 | 19,270 | $7.34 | 737,060 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-11-30 | 40,704 | $7.32 | 696,356 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-11-25 | 19,001 | $7.30 | 448,606 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-11-27 | 11,423 | $7.34 | 437,183 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-11-30 | 24,128 | $7.32 | 413,055 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,576 | Direct |
Footnotes
- Represents Common Stock of the Issuer directly held by Northern Right Capital (QP), L.P. ("NRC QP").
- Represents Common Stock of the Issuer directly held by Becker Drapkin Partners SLV, Ltd. ("BD SLV").
- Represents Common Stock of the Issuer directly held by a managed account on behalf of an investment advisory client (the "Managed Account") of Northern Right Capital Management, L.P. ("NRC Management").
- Sold pursuant to a 10b5-1 plan.
- Mr. Becker may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of NRC Management (of which Mr. Becker is a limited partner), and NRC Management is the general partner of, and investment manager for, NRC QP, and the investment manager of each of BD SLV and the Managed Account. Mr. Becker disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.
- These shares are directly held by Mr. Becker and were acquired pursuant to the EMCORE Corporation 2007 Directors' Stock Award Plan for Mr. Becker's service as a non-employee director.