Filing Details

Accession Number:
0000899243-15-008988
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-30 18:02:12
Reporting Period:
2015-11-25
Filing Date:
2015-11-30
Accepted Time:
2015-11-30 18:02:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808326 Emcore Corp EMKR Semiconductors & Related Devices (3674) 222746503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1349005 R Steven Becker C/O Northern Right Capital Management,
L.p. 500 Crescent Court, Suite 230
Dallas TX 75201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-25 22,445 $7.30 530,352 No 4 S Indirect See footnotes
Common Stock Disposition 2015-11-27 13,493 $7.34 516,859 No 4 S Indirect See footnotes
Common Stock Disposition 2015-11-30 28,501 $7.32 488,358 No 4 S Indirect See footnotes
Common Stock Disposition 2015-11-25 32,054 $7.30 756,330 No 4 S Indirect See footnotes
Common Stock Disposition 2015-11-27 19,270 $7.34 737,060 No 4 S Indirect See footnotes
Common Stock Disposition 2015-11-30 40,704 $7.32 696,356 No 4 S Indirect See footnotes
Common Stock Disposition 2015-11-25 19,001 $7.30 448,606 No 4 S Indirect See footnotes
Common Stock Disposition 2015-11-27 11,423 $7.34 437,183 No 4 S Indirect See footnotes
Common Stock Disposition 2015-11-30 24,128 $7.32 413,055 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,576 Direct
Footnotes
  1. Represents Common Stock of the Issuer directly held by Northern Right Capital (QP), L.P. ("NRC QP").
  2. Represents Common Stock of the Issuer directly held by Becker Drapkin Partners SLV, Ltd. ("BD SLV").
  3. Represents Common Stock of the Issuer directly held by a managed account on behalf of an investment advisory client (the "Managed Account") of Northern Right Capital Management, L.P. ("NRC Management").
  4. Sold pursuant to a 10b5-1 plan.
  5. Mr. Becker may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of NRC Management (of which Mr. Becker is a limited partner), and NRC Management is the general partner of, and investment manager for, NRC QP, and the investment manager of each of BD SLV and the Managed Account. Mr. Becker disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.
  6. These shares are directly held by Mr. Becker and were acquired pursuant to the EMCORE Corporation 2007 Directors' Stock Award Plan for Mr. Becker's service as a non-employee director.