Filing Details
- Accession Number:
- 0000919574-15-008478
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-30 17:23:50
- Reporting Period:
- 2015-11-25
- Filing Date:
- 2015-11-30
- Accepted Time:
- 2015-11-30 17:23:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1157601 | Synta Pharmaceuticals Corp | SNTA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325713 | Bruce Kovner | C/O Caxton Corporation 731 Alexander Road, Bldg. 2 Princeton NJ 08540 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-25 | 959,149 | $0.49 | 3,489,499 | No | 4 | S | Indirect | By OB Select Opportunities, LLC |
Common Stock | Disposition | 2015-11-25 | 544,571 | $0.49 | 1,981,218 | No | 4 | S | Indirect | By Kovner 2012 Family Trust B |
Common Stock | Disposition | 2015-11-27 | 596,132 | $0.50 | 2,893,367 | No | 4 | S | Indirect | By OB Select Opportunities, LLC |
Common Stock | Disposition | 2015-11-27 | 338,463 | $0.50 | 1,642,755 | No | 4 | S | Indirect | By Kovner 2012 Family Trust B |
Common Stock | Disposition | 2015-11-30 | 408,546 | $0.43 | 2,484,821 | No | 4 | S | Indirect | By OB Select Opportunities, LLC |
Common Stock | Disposition | 2015-11-30 | 231,959 | $0.43 | 1,410,796 | No | 4 | S | Indirect | By Kovner 2012 Family Trust B |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By OB Select Opportunities, LLC |
No | 4 | S | Indirect | By Kovner 2012 Family Trust B |
No | 4 | S | Indirect | By OB Select Opportunities, LLC |
No | 4 | S | Indirect | By Kovner 2012 Family Trust B |
No | 4 | S | Indirect | By OB Select Opportunities, LLC |
No | 4 | S | Indirect | By Kovner 2012 Family Trust B |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,092,677 | Direct | |
Common Stock | 2,279,146 | Indirect | By Wife |
Common Stock | 11,399,464 | Indirect | By KFO Holdings LLC |
Common Stock | 4,000,000 | Indirect | By Kovner 2015-A Investment Trust |
Footnotes
- This constitutes the weighted average sale price. The prices range from $0.44 to $0.5118. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This constitutes the weighted average sale price. The prices range from $0.4435 to $0.5005. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This constitutes the weighted average sale price. The prices range from $0.428 to $0.463. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These shares are owned directly by OB Select Opportunities, LLC and indirectly by the Reporting Person as chairman and sole shareholder of Caxton Corporation, the manager of OB Select Opportunities, LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- These securities are owned by the wife of the Reporting Person and her estate planning vehicles.
- These shares are owned directly by KFO Holdings LLC and indirectly by the Reporting Person as chairman and sole shareholder of Caxton Corporation, the manager of KFO Holdings LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.