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Home > Insider Trading > Filing (0000091142-15-000044)

Filing Details

Accession Number:: 0000091142-15-000044
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-30 15:25:49
Reporting Period:: 2015-11-30

Filing Date:: 2015-11-30
Accepted Time:: 2015-11-30 15:25:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1236631	S Randall Bednar	A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224	Senior Vice President - Cio	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-08-28	500	$0.00	40,658	No	4	G	Direct
Common Stock	Acquisiton	2015-11-30	13,000	$9.50	53,658	No	4	M	Direct
Common Stock	Disposition	2015-11-30	13,000	$80.50	40,658	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2015-11-30	13,000	$0.00	13,000	$9.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
50,367		2019-02-09	No	4	M	Direct

Footnotes

Gift
The employee stock options wre granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/09/2010.