Filing Details
- Accession Number:
- 0001209191-15-082466
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-30 15:23:55
- Reporting Period:
- 2015-11-25
- Filing Date:
- 2015-11-30
- Accepted Time:
- 2015-11-30 15:23:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1492633 | Nielsen Holdings Plc | NLSN | Services-Business Services, Nec (7389) | 980662038 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233152 | L David Calhoun | C/O Nielsen N.v. 85 Broad Street New York NY 10004 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-25 | 202,908 | $16.00 | 1,362,549 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-25 | 100,281 | $46.80 | 1,262,268 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-25 | 102,627 | $46.80 | 1,159,641 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-25 | 106,594 | $16.00 | 1,266,235 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-25 | 106,594 | $46.80 | 1,159,641 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-27 | 37,609 | $16.00 | 1,197,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-27 | 18,904 | $46.87 | 1,178,346 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-27 | 18,705 | $46.88 | 1,159,641 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-27 | 18,817 | $16.00 | 1,178,458 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-27 | 18,817 | $46.87 | 1,159,641 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock (right to buy) | Disposition | 2015-11-25 | 202,908 | $0.00 | 202,908 | $16.00 |
| Common Stock | Options to Purchase Common Stock (right to buy) | Disposition | 2015-11-25 | 106,594 | $0.00 | 106,594 | $16.00 |
| Common Stock | Options to Purchase Common Stock (right to buy) | Disposition | 2015-11-27 | 37,609 | $0.00 | 37,609 | $16.00 |
| Common Stock | Options to Purchase Common Stock (right to buy) | Disposition | 2015-11-27 | 18,817 | $0.00 | 18,817 | $16.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 251,305 | 2016-11-22 | No | 4 | M | Direct | |
| 252,621 | 2016-11-22 | No | 4 | M | Direct | |
| 213,696 | 2016-11-22 | No | 4 | M | Direct | |
| 233,804 | 2016-11-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 99,999 | Indirect | By Trusts |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.65 to $46.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.64 to $46.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.33 to $47.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The securities are held by various trusts for the benefit of the reporting person and his family members as to which the reporting person or his wife is the trustee. The reporting person disclaims beneficial ownership of the securities held by the trusts except to the extent of his pecuniary interest therein.
- Represents options to purchase shares of common stock of the Issuer, of which 93,750 vested on December 31, 2006, 356,250 vested on December 31, 2007, 356,250 vested on December 31, 2009, 356,250 vested on December 31, 2012 and 356,200 vested on December 31, 2013.
- Represents options to purchase shares of common stock of the Issuer, 81% of which vested at the time of the Issuer's initial public offering and 19% which vested on December 31, 2011.
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