Filing Details
- Accession Number:
- 0001144204-15-068401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-27 21:41:43
- Reporting Period:
- 2015-11-24
- Filing Date:
- 2015-11-27
- Accepted Time:
- 2015-11-27 21:41:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1552198 | Whitehorse Finance Inc. | WHF | () | 454247759 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1050045 | Anthony Tamer | 1450 Brickell Avenue, 31St Floor Miami FL 33131 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-11-24 | 18,699 | $13.55 | 184,035 | No | 4 | P | Indirect | See footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-11-24 | 167,340 | $13.55 | 8,418,233 | No | 4 | P | Indirect | See footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-11-25 | 3,084,386 | $13.55 | 11,502,619 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Subscription Rights | Acquisiton | 2015-11-20 | 84,365 | $0.00 | 18,699 | $13.55 |
Common Stock, Par Value $0.001 Per Share | Subscription Rights | Acquisiton | 2015-11-20 | 9,743,071 | $0.00 | 3,251,726 | $13.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-10-23 | 2015-11-20 | No | 4 | O | Indirect |
0 | 2015-10-23 | 2015-11-20 | No | 4 | O | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 4,113 | Direct |
Footnotes
- Mr. Tamer is the President of Tamer H.I.G. Management, L.P., which owns the reported securities. Mr. Tamer disclaims beneficial ownership of shares of common stock held by Tamer H.I.G. Management, L.P., except to the extent of his direct pecuniary interest therein.
- Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., except to the extent of his direct pecuniary interest therein.
- Subscription rights received pursuant to a pro rata distribution thereof to stockholders of record of WhiteHorse Finance, Inc. as of October 23, 2015 in connection with a rights offering. The subscription rights entitled stockholders of record to purchase one new share of common stock for every 4.511505 rights held. Stockholders of record who fully exercised their rights were entitled to subscribe for additional shares of common stock that remained unsubscribed as a result of any unexercised rights.