Filing Details

Accession Number:
0001371285-15-000075
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-27 18:19:09
Reporting Period:
2015-11-24
Filing Date:
2015-11-27
Accepted Time:
2015-11-27 18:19:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1371285 Trupanion Inc. TRUP Hospital & Medical Service Plans (6324) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1622742 Craig Susen C/O Trupanion, Inc.
907 Nw Ballard Way
Seattle WA 98107
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-24 30,000 $4.05 31,000 No 4 M Indirect By wife
Common Stock Disposition 2015-11-24 30,000 $8.26 1,000 No 4 S Indirect By wife
Common Stock Acquisiton 2015-11-25 7,977 $4.05 8,977 No 4 M Indirect By wife
Common Stock Disposition 2015-11-25 7,977 $8.35 1,000 No 4 S Indirect By wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By wife
No 4 S Indirect By wife
No 4 M Indirect By wife
No 4 S Indirect By wife
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2015-11-24 30,000 $0.00 30,000 $4.05
Common Stock Stock Option (right to buy) Disposition 2015-11-25 7,977 $0.00 7,977 $4.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
59,999 2023-02-04 No 4 M Indirect
52,022 2023-02-04 No 4 M Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $4.05 2023-02-04 40,000 40,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-02-04 40,000 40,000 Direct
Footnotes
  1. Includes 1,000 shares previously held by the Reporting Person's wife.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.2100 to $8.2561 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
  3. The option vested as to 25% of the total shares on October 1, 2013, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on October 1, 2016, subject to the individual's provision of service to the issuer on each vesting date.