Filing Details
- Accession Number:
- 0001104659-15-081556
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-25 19:00:59
- Reporting Period:
- 2015-11-23
- Filing Date:
- 2015-11-25
- Accepted Time:
- 2015-11-25 19:00:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1265131 | Hilltop Holdings Inc. | HTH | State Commercial Banks (6022) | 841477939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456874 | B Alan White | 200 Crescent Court, Suite 1330 Dallas TX 75201 | Plainscapital Corporation Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-11-23 | 15,000 | $21.99 | 1,366,458 | No | 4 | S | Indirect | By Maedgen & White, Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Maedgen & White, Ltd. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 319,308 | Direct | |
| Common Stock | 10,238 | Indirect | By Wife |
| Common Stock | 23,806 | Indirect | By Double E Investments |
| Common Stock | 12,883 | Indirect | By EAW White Family Partnership, Ltd. |
| Common Stock | 8,045 | Indirect | By Maedgen, White and Maedgen |
Footnotes
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.90 to $22.10, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these shares.
- Includes 95,844 shares of common stock held in an individual retirement account for the benefit of the reporting person.
- Includes 453 shares of common stock held in an individual retirement account.
Billionaire Hedge Funds
