Filing Details

Accession Number:
0000769993-15-001030
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-25 18:44:08
Reporting Period:
2015-11-23
Filing Date:
2015-11-25
Accepted Time:
2015-11-25 18:44:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
886982 Goldman Sachs Group Inc GS Security Brokers, Dealers & Flotation Companies (6211) 134019460
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366945 D Gary Cohn C/O Goldman, Sachs &Amp; Co.
200 West Street
New York NY 10282
President And Coo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2015-11-23 13,097 $131.64 628,951 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2015-11-23 4,686 $189.19 624,265 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2015-11-23 5,036 $190.14 619,229 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2015-11-23 3,375 $190.86 615,854 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2015-11-24 13,097 $131.64 628,951 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2015-11-24 3,045 $187.42 625,906 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2015-11-24 5,888 $188.28 620,018 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2015-11-24 4,164 $189.11 615,854 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2015-11-25 13,096 $131.64 628,950 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2015-11-25 6,388 $188.85 622,562 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2015-11-25 6,708 $189.38 615,854 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Nonqualified Stock Options (right to buy) Disposition 2015-11-23 13,097 $0.00 13,097 $131.64
Common Stock, Par Value $0.01 Per Share Nonqualified Stock Options (right to buy Disposition 2015-11-24 13,097 $0.00 13,097 $131.64
Common Stock, Par Value $0.01 Per Share Nonqualified Stock Options (right to buy) Disposition 2015-11-25 13,096 $0.00 13,096 $131.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,193 2009-01-02 2015-11-27 No 4 M Direct
13,096 2009-01-02 2015-11-27 No 4 M Direct
0 2009-01-02 2015-11-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 187,030 Indirect See footnote
Common Stock, Par Value $0.01 Per Share 41,496 Indirect See footnote
Common Stock, Par Value $0.01 Per Share 20,567 Indirect See footnote
Footnotes
  1. Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  2. Reflects a weighted average sale price of $189.1855 per share, at prices ranging from $188.56 to $189.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Reflects a weighted average sale price of $190.1417 per share, at prices ranging from $189.56 to $190.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Reflects a weighted average sale price of $190.8633 per share, at prices ranging from $190.56 to $191.43 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. Reflects a weighted average sale price of $187.4163 per share, at prices ranging from $186.80 to $187.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. Reflects a weighted average sale price of $188.2769 per share, at prices ranging from $187.80 to $188.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  7. Reflects a weighted average sale price of $189.1098 per share, at prices ranging from $188.80 to $189.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  8. Reflects a weighted average sale price of $188.8453 per share, at prices ranging from $188.1512 to $189.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  9. Reflects a weighted average sale price of $189.3815 per share, at prices ranging from $189.15 to $189.74 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  10. Held through limited liability companies.
  11. Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
  12. As trustee of grantor retained annuity trusts.