Filing Details
- Accession Number:
- 0001432453-15-000086
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-11-25 18:25:02
- Reporting Period:
- 2015-08-10
- Filing Date:
- 2015-11-25
- Accepted Time:
- 2015-11-25 18:25:02
- Original Submission Date:
- 2015-09-18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1553404 | Pacific Green Technologies Inc. | PGTK | Hazardous Waste Management (4955) | 522171803 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1649517 | Alexander Shead | 10/50 Berry Street North Sydney Nsw C3 0000 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-10 | 50,000 | $0.50 | 133,700 | No | 4 | P | Indirect | Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Family Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 83,700 | Indirect | Family Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $0.01 | 2015-07-20 | 2018-07-20 | 50,000 | 50,000 | Direct |
| Common Stock | Stock Option | $1.00 | 2015-05-20 | 2017-05-20 | 125,000 | 125,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-07-20 | 50,000 | 50,000 | Direct |
| 2017-05-20 | 125,000 | 125,000 | Indirect |
Footnotes
- The shares were acquired in a private transaction.
- The stock options are only to be exercised at a price that is a 25% discount to the average market price of the common shares of the Company during 10 consecutive business days and the average offer price is not meant to be less than $1.00 or greater than $2.50. Additionally, a minimum of 93,750 options must be exercised if at all.
Billionaire Hedge Funds
