Filing Details
- Accession Number:
- 0001230245-15-000157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-25 18:03:01
- Reporting Period:
- 2015-11-24
- Filing Date:
- 2015-11-25
- Accepted Time:
- 2015-11-25 18:03:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Jaffray Companies | PJC | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181279 | L Addison Piper | 800 Nicollet Mall Minneapolis MN 55402 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-24 | 156 | $39.48 | 0 | No | 4 | S | Indirect | BY PJC RETIREMENT PLAN |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | BY PJC RETIREMENT PLAN |
Footnotes
- Intra-plan transfer in connection with the elimination of the Piper Jaffray Companies common stock fund as an investment option in the Piper Jaffray Companies Retirement Fund.