Filing Details
- Accession Number:
- 0001391609-15-000290
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-25 16:42:05
- Reporting Period:
- 2015-11-24
- Filing Date:
- 2015-11-25
- Accepted Time:
- 2015-11-25 16:42:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
878932 | Equus Total Return Inc. | EQS | () | 760345915 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1045341 | L Robert Knauss | 700 Louisiana Street 48Th Floor Houston TX 77002 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-24 | 9,000 | $1.54 | 60,670 | No | 5 | P | Direct | |
Common Stock | Disposition | 2015-11-24 | 1,000 | $1.54 | 61,670 | No | 5 | P | Direct | |
Common Stock | Disposition | 2015-11-25 | 9,000 | $1.55 | 70,670 | No | 5 | P | Direct | |
Common Stock | Disposition | 2015-11-25 | 1,000 | $1.55 | 71,670 | No | 5 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct |