Filing Details
- Accession Number:
- 0000905718-15-000933
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-25 16:09:16
- Reporting Period:
- 2015-11-23
- Filing Date:
- 2015-11-25
- Accepted Time:
- 2015-11-25 16:09:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
744218 | Celldex Therapeutics Inc. | CLDX | In Vitro & In Vivo Diagnostic Substances (2835) | 133191702 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1255348 | W Avery Catlin | C/O Celldex Therapeutics, Inc. 53 Frontage Road Hampton NJ 08827 | Sr. Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-23 | 25,000 | $8.52 | 60,109 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-23 | 25,000 | $18.00 | 35,109 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | Disposition | 2015-11-23 | 25,000 | $0.00 | 25,000 | $8.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-01-06 | 2019-01-06 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2015. The options exercised and sold by the Reporting Person were due to expire January 6, 2019.
- As of January 6, 2013, the option is fully vested.