Filing Details

Accession Number:
0001209191-15-082245
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-25 16:07:00
Reporting Period:
2015-11-23
Filing Date:
2015-11-25
Accepted Time:
2015-11-25 16:07:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420800 Colfax Corp CFX Pumps & Pumping Equipment (3561) 541887631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1431909 Clay Kiefaber 420 National Business Parkway
5Th Floor
Annapolis Junction MD 20701
Esab Global Ceo & Evp - Colfax No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Acquisiton 2015-11-23 24,690 $11.85 120,457 No 4 M Direct
Common Stock, Par Value $.001 Disposition 2015-11-23 24,690 $27.04 95,767 No 4 S Direct
Common Stock, Par Value $.001 Acquisiton 2015-11-24 54,424 $11.85 150,191 No 4 M Direct
Common Stock, Par Value $.001 Acquisiton 2015-11-24 68,082 $12.27 218,273 No 4 M Direct
Common Stock, Par Value $.001 Acquisiton 2015-11-24 51,677 $21.77 269,950 No 4 M Direct
Common Stock, Par Value $.001 Disposition 2015-11-24 174,183 $27.12 95,767 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.001 Employee Stock Option (right to buy) Disposition 2015-11-23 24,690 $0.00 24,690 $11.85
Common Stock, Par Value $.001 Employee Stock Option (right to buy) Disposition 2015-11-24 54,424 $0.00 54,424 $11.85
Common Stock, Par Value $.001 Employee Stock Option (right to buy) Disposition 2015-11-24 68,082 $0.00 68,082 $12.27
Common Stock, Par Value $.001 Employee Stock Option (right to buy) Disposition 2015-11-24 51,677 $0.00 51,677 $21.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
54,424 2017-03-28 No 4 M Direct
0 2017-03-28 No 4 M Direct
0 2017-01-10 No 4 M Direct
0 2018-02-23 No 4 M Direct
Footnotes
  1. The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.15, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.355, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The option vested in three equal annual installments beginning on March 29, 2011.
  4. Mr. Kiefaber's pecuniary interest in 15,823 options in this tranche were previously transferred to his ex-wife pursuant to a domestic relations order.
  5. The option vested in three equal annual installments beginning on January 11, 2011.
  6. Mr. Kiefaber's pecuniary interest in 34,042 options in this tranche were previously transferred to his ex-wife pursuant to a domestic relations order.
  7. The option vested in three equal annual installments beginning on February 24, 2012.