Filing Details
- Accession Number:
- 0001028734-15-000124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-25 15:12:56
- Reporting Period:
- 2015-11-24
- Filing Date:
- 2015-11-25
- Accepted Time:
- 2015-11-25 15:12:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1028734 | Cobiz Financial Inc | COBZ | National Commercial Banks (6021) | 840826324 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193505 | J Richard Dalton | 821 17Th Street Denver CO 80202 | Evp & Chief Operations Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-11-24 | 11,484 | $13.53 | 120,644 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-24 | 5,667 | $6.62 | 126,311 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-24 | 5,667 | $7.54 | 131,978 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-24 | 150 | $8.69 | 132,128 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-11-24 | 5,667 | $0.00 | 5,667 | $6.62 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-11-24 | 5,667 | $0.00 | 5,667 | $7.54 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-11-24 | 150 | $0.00 | 150 | $8.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-05-20 | 2016-05-20 | No | 4 | M | Direct |
| 0 | 2013-05-19 | 2017-05-19 | No | 4 | M | Direct |
| 0 | 2013-05-15 | 2020-05-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 438 | Indirect | by Managed Account |
Footnotes
- Sales price averaged $13.53 with a range of $13.48 to $13.59.
Billionaire Hedge Funds
