Filing Details
- Accession Number:
- 0001140361-15-042851
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-25 11:59:42
- Reporting Period:
- 2015-08-21
- Filing Date:
- 2015-11-25
- Accepted Time:
- 2015-11-25 11:59:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505732 | Bankwell Financial Group Inc. | BWFG | State Commercial Banks (6022) | 208251355 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422086 | R Christopher Gruseke | C/O Bankwell Financial Group, Inc. 220 Elm Street New Canaan CT 06840 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-21 | 500 | $18.07 | 500 | No | 4 | P | Indirect | Joint with Wife |
| Common Stock | Acquisiton | 2015-11-23 | 5,000 | $19.62 | 5,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Joint with Wife |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,000 | Direct | |
| Common Stock | 40,000 | Direct | |
| Common Stock | 41,525 | Indirect | Joint with Wife |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | $14.00 | 2015-10-05 | 2015-12-05 | 4,509 | 4,509 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-12-05 | 4,509 | 4,509 | Direct |
Footnotes
- Each Unit consists of one share of Common Stock and an attached Warrant which gives the Reporting Person the right to purchase .3221 shares of the Company's Common Stock at $14.00 per share once exercised. The exercise period for the Warrants is currently set for October 5, 2015 through December 5, 2015. The associated Common Stock is disclosed in Table I, and the associated Warrants in Table II.
- 40,000 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan and will vest in four equal installments of 25%, with the first installment to vest on December 1, 2015 and an additional 25% to vest on the anniversary of the vesting date thereafter.
- 500 Shares purchased on August 21, 2015 and inadvertently not reported.
Billionaire Hedge Funds
