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Filing Details

Accession Number:: 0001104659-15-081149
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-24 16:52:41
Reporting Period:: 2015-11-24

Filing Date:: 2015-11-24
Accepted Time:: 2015-11-24 16:52:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1512673	Square Inc.	SQ	Services-Prepackaged Software (7372)	800429876

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1226358	Suhail Rizvi	260 East Brown Street Suite 380 Birmingham MI 48009	No	No	Yes	No
1569633	Rizvi Traverse Management, Llc	260 East Brown Street Suite 380 Birmingham MI 48009	No	No	Yes	No
1590805	John Giampetroni	260 East Brown Street Suite 380 Birmingham MI 48009	No	No	Yes	No
1599640	Rt-Sq Secondary, Llc	260 East Brown Street Suite 380 Birmingham MI 48009	No	No	Yes	No
1600441	Rt-Sq Ts, Llc	260 East Brown Street Suite 380 Birmingham MI 48009	No	No	Yes	No
1622134	Rt Sq Co-Invest Ii Llc	260 East Brown Street Suite 380 Birmingham MI 48009	No	No	Yes	No
1658427	Rt Sq Special Opportunities, Llc	260 East Brown Street Suite 380 Birmingham MI 48009	No	No	Yes	No
1658591	Rizvi Traverse Ci Gp, Llc	260 East Brown Street Suite 380 Birmingham MI 48009	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-11-24	999,998	$0.00	999,998	No	4	C	Indirect	See footnote
Common Stock	Disposition	2015-11-24	999,998	$0.00	0	No	4	J	Indirect	See footnote
Common Stock	Disposition	2015-11-24	902,150	$0.00	0	No	4	J	Indirect	See footnote
Common Stock	Disposition	2015-11-24	628,960	$0.00	0	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2015-11-24	750,000	$9.00	750,000	No	4	P	Indirect	See footnote
Class A Common Stock	Disposition	2015-11-24	750,000	$0.00	0	No	4	J	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	J	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series E Preferred Stock	Disposition	2015-11-24	485,014	$0.00	999,998	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2015-11-24	999,998	$0.00	999,998	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2015-11-24	902,150	$0.00	902,150	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2015-11-24	628,960	$0.00	628,960	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	C	Indirect
999,998	No	4	J	Indirect
902,150	No	4	J	Indirect
628,960	No	4	J	Indirect

Footnotes

The Series E Preferred Stock automatically converted into Common Stock on a 1:2.0618 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
Shares held directly by RT SQ Co-Invest II, LLC. Rizvi Traverse CI GP, LLC (the manager of RT SQ Co-Invest II, LLC), and John Giampetroni and Suhail Rizvi (the managers of Rizvi Traverse CI GP, LLC) have sole voting and investment power over the securities held by RT SQ Co-Invest II, LLC. Such persons and entities disclaim beneficial ownership of shares held by RT SQ Co-Invest II, LLC except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
Shares held directly by RT SQ Secondary, LLC. Rizvi Traverse CI GP, LLC (the manager of RT SQ Secondary, LLC), and John Giampetroni and Suhail Rizvi (the managers of Rizvi Traverse CI GP, LLC) have sole voting and investment power over the securities held by RT SQ Secondary, LLC. Such persons and entities disclaim beneficial ownership of shares held by RT SQ Secondary, LLC except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Shares held directly by RT-SQ TS, LLC. Rizvi Traverse CI GP, LLC (the manager of RT-SQ TS, LLC), and John Giampetroni and Suhail Rizvi (the managers of Rizvi Traverse CI GP, LLC) have sole voting and shared investment power over the securities held by RT-SQ TS, LLC. Such persons and entities disclaim beneficial ownership of shares held by RT-SQ TS, LLC except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Shares held directly by RT SQ Special Opportunities, LLC. Rizvi Traverse CI GP, LLC (the manager of RT SQ Special Opportunities, LLC), and John Giampetroni and Suhail Rizvi (the managers of Rizvi Traverse CI GP, LLC) have sole voting and investment power over the securities held by RT SQ Special Opportunities, LLC. Such persons and entities disclaim beneficial ownership of shares held by RT SQ Special Opportunities, LLC except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The transaction reported on this line represents a pro rata liquidating distribution, and not a purchase or sale of securities, by RT SQ Special Opportunities, LLC, to its members without consideration.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.