Filing Details
- Accession Number:
- 0001209191-15-081865
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-23 20:30:36
- Reporting Period:
- 2015-11-19
- Filing Date:
- 2015-11-23
- Accepted Time:
- 2015-11-23 20:30:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1107421 | Ziopharm Oncology Inc | ZIOP | Services-Specialty Outpatient Facilities, Nec (8093) | 841475642 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1109753 | J Caesar Belbel | C/O Ziopharm Oncology, Inc., One First Ave., Bldg. 34 Boston MA 02129 | Coo, Clo, And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-19 | 153,333 | $2.30 | 212,534 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-19 | 153,333 | $12.84 | 59,201 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2015-11-19 | 153,333 | $0.00 | 153,333 | $2.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
76,667 | 2023-06-26 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.70 to $12.99, inclusive. The reporting person undertakes to provide to ZIOPHARM Oncology, Inc., any security holder of ZIOPHARM Oncology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
- The option is vested with respect to 153,333 shares; the option vests with respect to the remaining 76,667 shares on 6/27/2016.