Home > Insider Trading > Filing (0001245105-15-000037)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1006424	Bear State Financial Inc.	BSF	National Commercial Banks (6021)	710785261

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1525957	T John Adams	900 S. Shackleford Suite 401 Little Rock AR 72211	Svp And General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2015-11-19	637	$10.00	0	No	4	S	Direct
Common Stock	Acquisiton	2015-11-20	3,333	$5.53	3,333	No	4	M	Direct
Common Stock	Disposition	2015-11-20	3,333	$10.19	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (Rights to Buy)	Disposition	2015-11-20	3,333	$0.00	3,333	$5.53

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,332		2019-01-25	No	4	M	Direct

Footnotes

The reporting person was granted 5,000 options to purchase common stock, par value $0.01 per share ("Common Stock"), of the issuer under the issuer's 2011 Omnibus Incentive Plan on January 25, 2012. The options vested 60% on the third anniversary of the grant date and the remaining options will vest ratably on the fourth and fifth anniversaries of the grant date.
On November 12, 2014, the issuer declared a stock dividend of 1 share of Common Stock, for every 9 shares of Common Stock owned by holders of record at the close of business on December 1, 2014. The stock dividend was paid on December 15, 2014. Pursuant to the anti-dilution provisions of the issuer's 2011 Omnibus Incentive Plan, all outstanding stock options were adjusted to account for the stock dividend, resulting in the reporting person receiving 1,665 additional Common Stock options.