Filing Details
- Accession Number:
- 0001209191-15-081848
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-23 18:04:55
- Reporting Period:
- 2015-11-20
- Filing Date:
- 2015-11-23
- Accepted Time:
- 2015-11-23 18:04:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1130221 | L James Anderson | 4375 Via Serena Bonsall CA 92003 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2015-08-14 | 96 | $39.09 | 37,409 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2015-09-01 | 9 | $36.95 | 37,418 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2015-11-16 | 92 | $40.79 | 37,510 | No | 4 | A | Direct | |
Common Shares | Disposition | 2015-11-20 | 200 | $41.08 | 37,710 | No | 4 | S | Direct | |
Common Shares | Disposition | 2015-11-20 | 300 | $41.09 | 38,010 | No | 4 | S | Direct | |
Common Shares | Disposition | 2015-11-20 | 100 | $41.12 | 38,110 | No | 4 | S | Direct | |
Common Shares | Disposition | 2015-11-20 | 101 | $41.15 | 38,211 | No | 4 | S | Direct | |
Common Shares | Disposition | 2015-11-20 | 1,399 | $41.17 | 39,610 | No | 4 | S | Direct | |
Common Shares | Disposition | 2015-11-20 | 2,900 | $41.14 | 42,510 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- DER units credited on 8/14/2015 as dividend at FMV
- DER units credited on 9/1/2015 as dividend at FMV
- DER units credited on 11/16/2015 as dividend at FMV