Filing Details

Accession Number:
0001209191-15-081804
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-23 17:03:13
Reporting Period:
2015-11-19
Filing Date:
2015-11-23
Accepted Time:
2015-11-23 17:03:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1539638 Triumph Bancorp Inc. TBK State Commercial Banks (6022) 200477066
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1623619 N Justin Trail 12700 Park Central Drive
Dallas TX 75251
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-19 350 $17.24 350 No 4 P Indirect By children UTMA/UGMA accounts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By children UTMA/UGMA accounts
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,027 Direct
Common Stock 4,286 Indirect By spouse
Common Stock 32,144 Indirect By JTHT Enterprises, Ltd.
Footnotes
  1. Consist of (i) 200 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Hannah Trail; (ii) 100 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Robyn Trail; and (iii) 50 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Charli Trail. Reporting person, as Custodian, exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares.
  2. Consists of (i)38,546 shares of common stock beneficially owned by reporting person and (ii) 1,481 unvested shares of restricted common stock of Issuer of which 493 shares will vest on 4/1/2016, 493 will vest on 4/1/2017 and 495 will vest on 4/1/2018.
  3. By Equity Trust Company Custodian FBO Tamara Trail IRA. Reporting person disclaims beneficial ownership of these shares.
  4. Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.