Filing Details
- Accession Number:
- 0001209191-15-081804
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-23 17:03:13
- Reporting Period:
- 2015-11-19
- Filing Date:
- 2015-11-23
- Accepted Time:
- 2015-11-23 17:03:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1539638 | Triumph Bancorp Inc. | TBK | State Commercial Banks (6022) | 200477066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1623619 | N Justin Trail | 12700 Park Central Drive Dallas TX 75251 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-19 | 350 | $17.24 | 350 | No | 4 | P | Indirect | By children UTMA/UGMA accounts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By children UTMA/UGMA accounts |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,027 | Direct | |
Common Stock | 4,286 | Indirect | By spouse |
Common Stock | 32,144 | Indirect | By JTHT Enterprises, Ltd. |
Footnotes
- Consist of (i) 200 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Hannah Trail; (ii) 100 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Robyn Trail; and (iii) 50 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Charli Trail. Reporting person, as Custodian, exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares.
- Consists of (i)38,546 shares of common stock beneficially owned by reporting person and (ii) 1,481 unvested shares of restricted common stock of Issuer of which 493 shares will vest on 4/1/2016, 493 will vest on 4/1/2017 and 495 will vest on 4/1/2018.
- By Equity Trust Company Custodian FBO Tamara Trail IRA. Reporting person disclaims beneficial ownership of these shares.
- Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.