Filing Details

Accession Number:
0001127602-15-032304
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-23 16:48:30
Reporting Period:
2015-11-19
Filing Date:
2015-11-23
Accepted Time:
2015-11-23 16:48:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1568669 Pennymac Financial Services Inc. PFSI Mortgage Bankers & Loan Correspondents (6162) 800882793
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1468934 M David Walker C/O Pennymac Financial Services, Inc.
6101 Condor Drive
Moorpark CA 93021
Chief Credit Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-11-19 5,000 $0.00 6,168 No 4 M Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
Class A Common Stock Disposition 2015-11-19 5,000 $16.08 1,168 No 4 S Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
Class A Common Stock Acquisiton 2015-11-20 5,000 $0.00 6,168 No 4 M Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
Class A Common Stock Disposition 2015-11-20 5,000 $16.23 1,168 No 4 S Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
No 4 S Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
No 4 M Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
No 4 S Indirect The Walker Trust 2002 Dated February 13, 2002, As Amended
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC Disposition 2015-11-19 5,000 $0.00 5,000 $0.00
Class A Common Stock Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC Disposition 2015-11-20 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
923,055 No 4 M Indirect
918,055 No 4 M Indirect
Footnotes
  1. Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
  2. These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
  3. The price reported is the weighted average price of multiple transactions ranging from $16.01 to $16.19 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
  4. The price reported is the weighted average price of multiple transactions ranging from $16.05 to $16.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.