Filing Details
- Accession Number:
- 0001209191-15-081680
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-20 19:52:08
- Reporting Period:
- 2015-11-18
- Filing Date:
- 2015-11-20
- Accepted Time:
- 2015-11-20 19:52:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1431293 | Mark Chesla | 1025 Laurel Oak Road Voorhees NJ 08043 | Vice President & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-18 | 13,253 | $20.70 | 28,052 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-18 | 13,253 | $57.00 | 14,799 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-18 | 13,253 | $0.00 | 13,253 | $20.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-12-31 | No | 4 | M | Direct |
Footnotes
- Includes 1,731 shares purchased under the American Water Works Company, Inc. Employee Stock Purchase Plan and through the automatic reinvestment of dividends paid on common stock (including 794 shares inadvertently omitted from the reporting person's previous Form 4s filed on March 17, 2014 and during 2015).
- The option award granted on February 20, 2009 and representing a right to purchase 13,253 shares, vested in three equal installments on January 1, 2010, 2011 and 2012.