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Home > Insider Trading > Filing (0001209191-15-081678)

Filing Details

Accession Number:: 0001209191-15-081678
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-20 19:13:34
Reporting Period:: 2015-11-20

Filing Date:: 2015-11-20
Accepted Time:: 2015-11-20 19:13:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1543643	Cu Bancorp	CUNB	National Commercial Banks (6021)	900779788

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1626478	R Charles Beauregard	C/O Cu Bancorp 15821 Ventura Boulevard, Suite 100 Encino CA 91436		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-11-20	279	$26.66	84,390	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options to Purchase Common Stock	$7.59		2016-06-21	32,924	32,924	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-06-21	32,924	32,924	Direct

Footnotes

Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant.
As of filing date, the stock option grant is 100% vested and immediately exercisable.