Filing Details
- Accession Number:
- 0001019687-15-004293
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-11-20 18:05:49
- Reporting Period:
- 2015-10-01
- Filing Date:
- 2015-11-20
- Accepted Time:
- 2015-11-20 18:05:49
- Original Submission Date:
- 2015-10-05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1023364 | Autobytel Inc | ABTL | Services-Computer Programming, Data Processing, Etc. (7370) | 330711569 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1641201 | Ceiba International Corp | 13 Calle 2-60, Zona 10, Edificio Topacio Guatemala City J8 01010 | No | No | Yes | No | |
1641203 | Investment & Development Finance Corp. | 13 Calle 2-60, Zona 10, Edificio Topacio Azul, Of. 1301 Guatemala City, Guatemala J8 01010 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-27 | 708,129 | $4.65 | 1,576,145 | No | 4 | P | Indirect | Held in name of Auto Holdings Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held in name of Auto Holdings Ltd. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Series B Preferred Stock- Convertible/non-voting | Acquisiton | 2015-10-01 | 9,673 | $124.90 | 96,730 | $0.00 |
Series B Preferred | Warrants | Acquisiton | 2015-10-01 | 8,535 | $17.15 | 8,535 | $184.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,673 | 2018-10-01 | No | 4 | J | Direct | |
8,535 | 2018-10-01 | 2022-10-01 | No | 4 | J | Direct |
Footnotes
- Acquisition of acquired entity AutoWeb, Inc. in a stock-for-stock transaction.
- Earliest date of conversion with shareholder approval but also subject to various terms/conditions which may allow for earlier conversion
- No expiration date.
- The original October 5, 2015 filing is amended to reflect that after the April 27, 2015 transaction, Ceiba International Corp. ("Ceiba") indirectly owned, in addition to the 708,129 shares of ABTL common stock previously reported, an additional 868,016 shares of ABTL common stock. Those additional shares being indirectly owned in the following manner: 95,977 shares held by Investment and Development Finance Corp. ("IDFC"), 4,900 held jointly by Juan Christian Klose Pieters and Margarita Klose, and an additional 767,139 shares held by Auto Holdings.