Filing Details
- Accession Number:
- 0000899243-15-008634
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-20 17:34:10
- Reporting Period:
- 2015-11-18
- Filing Date:
- 2015-11-20
- Accepted Time:
- 2015-11-20 17:34:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1611647 | Freshpet Inc. | FRPT | Grain Mill Products (2040) | 201884894 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1268105 | Edward J Virtue | C/O Midocean Partners 320 Park Ave, Suite 1600 New York NY 10022 | No | No | Yes | No | |
1268106 | Ltd Capital Ultramar | C/O Midocean Partners 320 Park Ave, Suite 1600 New York NY 10022 | No | No | Yes | No | |
1268107 | Spc Associates Midocean | C/O Midocean Partners 320 Park Ave, Suite 1600 New York NY 10022 | No | No | Yes | No | |
1372837 | P L Iii Partners Midocean | C/O Midocean Partners 320 Park Ave, Suite 1600 New York NY 10022 | No | No | Yes | No | |
1372838 | P L Iii-A Partners Midocean | C/O Midocean Partners 320 Park Ave, Suite 1600 New York NY 10022 | No | No | Yes | No | |
1372839 | P L Iii-D Partners Midocean | C/O Midocean Partners 320 Park Ave, Suite 1600 New York NY 10022 | No | No | Yes | No | |
1628540 | Midocean Us Advisor, L.p. | C/O Midocean Partners 320 Park Ave, Suite 1600 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-18 | 210,750 | $6.26 | 7,151,750 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2015-11-19 | 98,070 | $6.33 | 7,249,820 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2015-11-20 | 35,000 | $6.85 | 7,284,820 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.12 to $6.30. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in Footnotes (1), (2) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.25 to $6.40.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.695 to $6.950.
- Following the transactions reported on this Form 4, 4,503,859 shares of Common Stock are held by MidOcean Partners III, L.P., 2,394,425 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 384,036 shares of Common Stock are held by MidOcean Partners III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates") is the General Partner of each of the MidOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and holds 2,500 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow,
- (Continued from footnote 4) an employee of US Advisor, and vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the restricted Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of common stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of restricted Common Stock held by US Advisor.
- (Continued from footnote 5) Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein.