Filing Details

Accession Number:
0000899243-15-008634
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-20 17:34:10
Reporting Period:
2015-11-18
Filing Date:
2015-11-20
Accepted Time:
2015-11-20 17:34:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1611647 Freshpet Inc. FRPT Grain Mill Products (2040) 201884894
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268105 Edward J Virtue C/O Midocean Partners
320 Park Ave, Suite 1600
New York NY 10022
No No Yes No
1268106 Ltd Capital Ultramar C/O Midocean Partners
320 Park Ave, Suite 1600
New York NY 10022
No No Yes No
1268107 Spc Associates Midocean C/O Midocean Partners
320 Park Ave, Suite 1600
New York NY 10022
No No Yes No
1372837 P L Iii Partners Midocean C/O Midocean Partners
320 Park Ave, Suite 1600
New York NY 10022
No No Yes No
1372838 P L Iii-A Partners Midocean C/O Midocean Partners
320 Park Ave, Suite 1600
New York NY 10022
No No Yes No
1372839 P L Iii-D Partners Midocean C/O Midocean Partners
320 Park Ave, Suite 1600
New York NY 10022
No No Yes No
1628540 Midocean Us Advisor, L.p. C/O Midocean Partners
320 Park Ave, Suite 1600
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-18 210,750 $6.26 7,151,750 No 4 P Indirect See footnotes
Common Stock Acquisiton 2015-11-19 98,070 $6.33 7,249,820 No 4 P Indirect See footnotes
Common Stock Acquisiton 2015-11-20 35,000 $6.85 7,284,820 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.12 to $6.30. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in Footnotes (1), (2) and (3) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.25 to $6.40.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.695 to $6.950.
  4. Following the transactions reported on this Form 4, 4,503,859 shares of Common Stock are held by MidOcean Partners III, L.P., 2,394,425 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 384,036 shares of Common Stock are held by MidOcean Partners III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates") is the General Partner of each of the MidOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and holds 2,500 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow,
  5. (Continued from footnote 4) an employee of US Advisor, and vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the restricted Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of common stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of restricted Common Stock held by US Advisor.
  6. (Continued from footnote 5) Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein.