Filing Details
- Accession Number:
- 0001144204-15-067321
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-20 17:31:21
- Reporting Period:
- 2015-11-18
- Filing Date:
- 2015-11-20
- Accepted Time:
- 2015-11-20 17:31:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
928340 | Consolidated Water Co Ltd | CWCO | Water Supply (4941) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1566374 | S. Gregory Mctaggart | Po Box 1114 Grand Cayman E9 KY1-1102 | Vp Of Cayman Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-18 | 4,721 | $10.68 | 111,878 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-18 | 4,721 | $11.41 | 107,157 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | OPTION (RIGHT TO BUY | Disposition | 2015-11-18 | 4,721 | $0.00 | 9,442 | $10.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,721 | 2013-02-22 | 2017-02-21 | No | 4 | M | Direct |
Footnotes
- Includes 4,000 shares not previously included in the Reporting Person's holdings and for which the Reporting Person has filed an amendment to the Reporting Person's Form 3 filed January 10, 2013, as amended on December 9, 2013, to correct such under-reporting error.
- This transaction was executed in multiple trades at prices ranging from $11.38 to $11.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vested as to 4,721 shares on each of February 22, 2013 and February 22, 2014, and if not exercised would have expired as to 4,721 shares at the end of the day on each of February 21, 2016 and February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.