Filing Details
- Accession Number:
- 0001415889-15-003811
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-20 16:16:00
- Reporting Period:
- 2015-11-19
- Filing Date:
- 2015-11-20
- Accepted Time:
- 2015-11-20 16:16:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1042729 | Mercantile Bank Corp | MBWM | State Commercial Banks (6022) | 383360865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185832 | R Thomas Sullivan | C/O Mercantile Bank Corporation 310 Leonard Street Grand Rapids MI 49504 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-19 | 1,653 | $22.87 | 24,341 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-19 | 1,653 | $25.14 | 22,688 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-19 | 1,085 | $0.00 | 23,773 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2015-11-19 | 620 | $0.00 | 620 | $27.66 |
| Common Stock | Employee Stock Option (Common Stock - right to buy) | Disposition | 2015-11-19 | 1,653 | $0.00 | 1,653 | $22.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 620 | 2017-11-19 | 2022-11-18 | No | 4 | A | Direct |
| 0 | 2014-06-01 | 2015-11-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,500 | Indirect | by IRA |
| Common Stock | 57,520 | Indirect | by 401K |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Common Stock - right to buy) | $22.00 | 2014-06-01 | 2016-11-27 | 1,575 | 1,575 | Direct |
| Common Stock | Employee Stock Option (Common Stock - right to buy) | $16.00 | 2014-06-01 | 2017-12-03 | 7,000 | 7,000 | Direct |
| Common Stock | Employee Stock Option (Common Stock - right to buy) | $7.80 | 2014-06-01 | 2018-11-24 | 7,000 | 7,000 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $22.14 | 2016-11-13 | 2021-11-12 | 1,488 | 1,488 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-11-27 | 1,575 | 1,575 | Direct |
| 2017-12-03 | 7,000 | 7,000 | Direct |
| 2018-11-24 | 7,000 | 7,000 | Direct |
| 2021-11-12 | 1,488 | 1,488 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.13 to $25.16, inclusive. The reporting person undertakes to provide to Mercantile Bank Corporation, any security holder of Mercantile Bank Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.
- Includes shares acquired pursuant to issuer's 401(k) P lan since last report of common stock ownership.
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