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Filing Details

Accession Number:: 0001209191-15-081487
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-20 15:03:03
Reporting Period:: 2015-11-19

Filing Date:: 2015-11-20
Accepted Time:: 2015-11-20 15:03:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
855612	Zix Corp	ZIXI	Services-Computer Processing & Data Preparation (7374)	752216818

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1277632	Richard Spurr	2711 North Haskell Avenue Suite 2200 Dallas TX 75204	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-11-19	99,900	$3.86	450,447	No	4	M	Direct
Common Stock	Disposition	2015-11-19	99,900	$5.52	350,547	No	4	S	Direct
Common Stock	Acquisiton	2015-11-19	37,794	$2.90	388,341	No	4	M	Direct
Common Stock	Disposition	2015-11-19	37,794	$5.57	350,547	No	4	S	Direct
Common Stock	Acquisiton	2015-11-19	21,050	$3.45	371,597	No	4	M	Direct
Common Stock	Disposition	2015-11-19	21,050	$5.51	350,547	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Options	Disposition	2015-11-19	99,900	$0.00	99,900	$3.86
Common Stock	Common Stock Options	Disposition	2015-11-19	37,794	$0.00	37,794	$2.90
Common Stock	Common Stock Options	Disposition	2015-11-19	21,050	$0.00	21,050	$3.45

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2021-07-27	No	4	M	Direct
0	2022-02-22	No	4	M	Direct
37,500	2023-02-20	No	4	M	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.58, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.53 to $5.62, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.54, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Grant of 100,000 options on July 28, 2011 vested quarterly and pro-rata over three years.
Grant of 200,000 options on February 23, 2012 vested quarterly and pro-rata over three years.
Grant of 100,000 options on February 21, 2013 vest quarterly and pro-rata over four years.