Filing Details
- Accession Number:
- 0001493152-15-005749
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-20 14:54:09
- Reporting Period:
- 2015-10-20
- Filing Date:
- 2015-11-20
- Accepted Time:
- 2015-11-20 14:54:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1477168 | Star Mountain Resources Inc. | SMRS | Metal Mining (1000) | 270585702 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1533286 | Donald Sutherland | 605 W. Knox Rd., #202 Tempe, AZ 85284 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-20 | 400,000 | $0.00 | 1,729,666 | No | 4 | P | Indirect | See Footnote 2 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote 2 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Series C Cumulative Preferred | Acquisiton | 2015-10-20 | 400,000 | $0.00 | 800,000 | $0.50 |
Common | Series A Stock Purchase Warrants | Acquisiton | 2015-10-20 | 400,000 | $0.00 | 533,333 | $0.75 |
Common | Series B Stock Purchase Warrants | Acquisiton | 2015-10-20 | 400,000 | $0.00 | 266,667 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
800,000 | 2016-04-20 | No | 4 | P | Indirect | |
533,333 | 2015-10-20 | 2017-10-20 | No | 4 | P | Indirect |
266,667 | 2015-10-20 | 2018-10-20 | No | 4 | P | Indirect |
Footnotes
- Reporting person acquired all of the Series C Cumulative Preferred shares, common stock, Series A Common Stock Purchase Warrants and Series B Common Stock Purchase Warrants reported herein for an aggregate of $200,000.
- Securities are held by a trust for which the reporting person is a trustee
- None