Filing Details
- Accession Number:
- 0001127602-15-032125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-20 12:54:07
- Reporting Period:
- 2015-11-19
- Filing Date:
- 2015-11-20
- Accepted Time:
- 2015-11-20 12:54:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000697 | Waters Corp | WAT | Laboratory Analytical Instruments (3826) | 133668640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184450 | G Arthur Caputo | 34 Maple Street Milford MA 01757 | Evp And President, Waters Div | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-19 | 70,479 | $49.31 | 159,158 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-19 | 70,479 | $131.47 | 88,679 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-19 | 13,910 | $49.31 | 102,589 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-19 | 13,910 | $132.05 | 88,679 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-19 | 85,000 | $77.94 | 173,679 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-19 | 85,000 | $131.55 | 88,679 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-19 | 36,400 | $41.20 | 125,079 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-19 | 36,400 | $131.59 | 88,679 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-19 | 70,479 | $0.00 | 70,479 | $49.31 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-19 | 13,910 | $0.00 | 13,910 | $49.31 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-19 | 85,000 | $0.00 | 85,000 | $77.94 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-19 | 36,400 | $0.00 | 36,400 | $41.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,910 | 2007-12-13 | 2016-12-13 | No | 4 | M | Direct |
| 0 | 2007-12-13 | 2016-12-13 | No | 4 | M | Direct |
| 0 | 2008-12-11 | 2017-12-11 | No | 4 | M | Direct |
| 63,600 | 2009-12-10 | 2018-12-10 | No | 4 | M | Direct |
Billionaire Hedge Funds
