Filing Details
- Accession Number:
- 0001225208-15-021143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-20 11:45:53
- Reporting Period:
- 2015-11-18
- Filing Date:
- 2015-11-20
- Accepted Time:
- 2015-11-20 11:45:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489393 | Lyondellbasell Industries N.v. | LYB | Industrial Organic Chemicals (2860) | 980646235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1350861 | H Jacquelyn Wolf | 4Th Floor One Vine Street London X0 W1J 0AH | Svp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2015-11-18 | 8,339 | $60.51 | 16,472 | No | 4 | M | Direct | |
Class A Ordinary Shares | Acquisiton | 2015-11-18 | 5,200 | $48.84 | 21,672 | No | 4 | M | Direct | |
Class A Ordinary Shares | Acquisiton | 2015-11-18 | 1,487 | $85.80 | 23,159 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2015-11-18 | 1,403 | $95.07 | 21,756 | No | 4 | F | Direct | |
Class A Ordinary Shares | Disposition | 2015-11-18 | 1,450 | $94.44 | 20,306 | No | 4 | S | Direct | |
Class A Ordinary Shares | Disposition | 2015-11-18 | 3,598 | $95.07 | 16,708 | No | 4 | F | Direct | |
Class A Ordinary Shares | Disposition | 2015-11-18 | 6,137 | $95.07 | 10,571 | No | 4 | F | Direct | |
Class A Ordinary Shares | Disposition | 2015-11-19 | 1,944 | $94.60 | 8,627 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2015-11-18 | 8,339 | $0.00 | 8,339 | $60.51 |
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2015-11-18 | 1,487 | $0.00 | 1,487 | $85.80 |
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2015-11-18 | 5,200 | $0.00 | 5,200 | $48.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,169 | 2023-02-12 | No | 4 | M | Direct | |
2,970 | 2017-02-20 | No | 4 | M | Direct | |
0 | 2022-09-01 | No | 4 | M | Direct |
Footnotes
- Includes 6,683 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 939 granted on September 1, 2012 vest on September 1, 2017; 2,287 granted on February 12, 2013 vest on February 12, 2018; 1,612 granted on February 20, 2014 vest on February 20, 2017 and 1,845 granted on February 17, 2015 that vest on February 17, 2018.
- This transaction was executed in multiple trades at prices ranging from $94.4339 to $94.44. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 12, 2013 and vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.
- Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 20, 2014 and vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.
- Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on September 1, 2012 and vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.