Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001209191-15-081396)

Filing Details

Accession Number:: 0001209191-15-081396
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-19 19:31:16
Reporting Period:: 2015-11-18

Filing Date:: 2015-11-19
Accepted Time:: 2015-11-19 19:31:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1618835	Neothetics Inc.	NEOT	Pharmaceutical Preparations (2834)	208527075

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1315264	W Kenneth Locke	9171 Towne Centre Drive Suite 270 San Diego CA 92122	Chief Scientific Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-11-18	6,098	$8.30	6,391	No	4	M	Direct
Common Stock	Disposition	2015-11-18	6,098	$8.30	293	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2015-11-18	4,093	$0.00	4,093	$1.22
Common Stock	Stock Option (Right to Buy)	Disposition	2015-11-18	2,005	$0.00	2,005	$1.22

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
23,191		2018-04-22	No	4	M	Direct
11,366		2019-06-10	No	4	M	Direct

Footnotes

The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Option shares are fully vested.