Filing Details
- Accession Number:
- 0001127602-15-032027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-19 18:01:49
- Reporting Period:
- 2015-11-19
- Filing Date:
- 2015-11-19
- Accepted Time:
- 2015-11-19 18:01:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1568669 | Pennymac Financial Services Inc. | PFSI | Mortgage Bankers & Loan Correspondents (6162) | 800882793 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1592168 | Ann Emily Youssouf | C/O Pennymac Financial Services, Inc. 6101 Condor Drive Moorpark CA 93021 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2015-11-19 | 435 | $16.18 | 11,782 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The shares of Class A Common Stock were sold pursuant to a 10b5-1 plan in order to pay estimated tax obligations resulting from the vesting of 871 restricted stock units on November 14, 2015.
- The reported amount consists of 9,078 restricted stock units and 2,704 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.