Filing Details
- Accession Number:
- 0001214659-15-007903
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-19 17:01:17
- Reporting Period:
- 2015-11-18
- Filing Date:
- 2015-11-19
- Accepted Time:
- 2015-11-19 17:01:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1052054 | Evolving Systems Inc | EVOL | Services-Computer Programming Services (7371) | 841010843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1281212 | Thaddeus Dupper | C/O Evolving Systems, Inc. 9777 Pyramid Court, Suite 100 Englewood CO 80112 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-18 | 12,200 | $1.00 | 237,356 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-18 | 12,200 | $5.51 | 225,156 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-18 | 975 | $2.59 | 226,131 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-18 | 975 | $5.51 | 225,156 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-11-19 | 2,481 | $2.59 | 227,637 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-19 | 2,481 | $5.51 | 225,156 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-18 | 12,200 | $0.00 | 12,200 | $1.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-18 | 975 | $0.00 | 975 | $2.59 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-19 | 2,481 | $0.00 | 2,481 | $2.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-03-28 | 2015-12-27 | No | 4 | M | Direct |
| 61,003 | 2006-03-28 | 2015-12-27 | No | 4 | M | Direct |
| 58,522 | 2006-03-28 | 2015-12-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,000 | Indirect | By wife |
Footnotes
- Prices are averaged from a low of 5.50 to a high of 5.52.
Billionaire Hedge Funds
