Filing Details
- Accession Number:
- 0001546184-15-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-19 16:35:12
- Reporting Period:
- 2015-11-17
- Filing Date:
- 2015-11-19
- Accepted Time:
- 2015-11-19 16:35:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1313918 | Cifc Corp. | CIFC | Finance Services (6199) | 202008622 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1546184 | Oliver Wriedt | C/O Cifc Corp. 250 Park Avenue; 4Th Floor New York NY 10177 | Co-President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-17 | 10,000 | $6.80 | 62,676 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2015-11-17 | 2,000 | $6.81 | 292,861 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct |
Footnotes
- Held in Deutsche Bank Group International Pension Plan
- The range of prices for the transactions reported on this line was $6.80 to $6.82. The average weighted price was $6.81. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.