Filing Details
- Accession Number:
- 0001225208-15-021098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-19 16:32:53
- Reporting Period:
- 2015-11-17
- Filing Date:
- 2015-11-19
- Accepted Time:
- 2015-11-19 16:32:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368458 | Sally Beauty Holdings Inc. | SBH | Retail-Retail Stores, Nec (5990) | 362257936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200442 | J Mark Flaherty | C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd. Denton TX 76210 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-17 | 3,172 | $7.42 | 40,462 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-17 | 2,436 | $7.42 | 42,898 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-17 | 1,904 | $8.80 | 44,802 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-17 | 19,512 | $25.00 | 25,290 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-11-17 | 3,172 | $7.42 | 3,172 | $7.42 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-11-17 | 1,904 | $8.80 | 1,904 | $8.80 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-11-17 | 2,436 | $7.42 | 2,436 | $7.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-10-21 | No | 4 | M | Direct | |
| 0 | 2017-10-24 | No | 4 | M | Direct | |
| 0 | 2008-09-30 | 2018-09-30 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on September 1, 2015.
- The options vest annually in four equal installments beginning on October 20, 2010.
- The options vest annually in four equal installments beginning on October 23, 2008.
- Options are exercisable in four equal annual installments beginning on September 30, 2008.
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