Filing Details
- Accession Number:
- 0001140361-15-042304
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-19 16:12:47
- Reporting Period:
- 2015-11-06
- Filing Date:
- 2015-11-19
- Accepted Time:
- 2015-11-19 16:12:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 764401 | Insteel Industries Inc | IIIN | Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) | 560674867 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1017475 | Iii O H Woltz | 1373 Boggs Drive Mount Airy NC 27030 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-11-06 | 1,550 | $0.00 | 562,077 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2015-11-10 | 200 | $0.00 | 561,877 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2015-11-17 | 8,532 | $12.43 | 570,409 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-17 | 9,144 | $15.64 | 579,553 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-17 | 16,501 | $13.06 | 596,054 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-17 | 10,309 | $10.72 | 606,363 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-17 | 21,978 | $10.23 | 628,341 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-17 | 32,842 | $23.84 | 595,499 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-11-18 | 2,250 | $24.13 | 593,249 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-19 | 7,300 | $24.16 | 585,949 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-19 | 5,800 | $24.22 | 580,149 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-19 | 5,000 | $24.40 | 575,149 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-17 | 21,978 | $0.00 | 21,978 | $10.23 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-17 | 10,309 | $0.00 | 10,309 | $10.72 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-17 | 16,501 | $0.00 | 16,501 | $13.06 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-17 | 9,144 | $0.00 | 9,144 | $15.64 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-17 | 8,532 | $0.00 | 8,532 | $12.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-08-21 | No | 4 | M | Direct | |
| 0 | 2021-08-08 | No | 4 | M | Direct | |
| 0 | 2022-02-21 | No | 4 | M | Direct | |
| 0 | 2016-02-14 | No | 4 | M | Direct | |
| 0 | 2021-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (Restricted Stock Units) | 48,150 | Direct | |
| Common Stock | 177,822 | Indirect | Co-trustee of trusts for the benefit of children of H. O. Woltz III and Edwin M Woltz |
| Common Stock | 81,222 | Indirect | co-trustee of Woltz Foundation |
| Common Stock | 130,452 | Indirect | Co-trustee of trusts created by estate of Howard O. Woltz Jr. |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $18.05 | 2025-08-17 | 22,971 | 22,971 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $21.96 | 2025-02-17 | 19,355 | 19,355 | Direct | |
| Common Stock | Common Stock (Right to Buy) | $20.50 | 2024-08-12 | 21,216 | 21,216 | Direct | |
| Common Stock | Common Stock (Right to Buy) | $19.08 | 2024-02-12 | 21,645 | 21,645 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $17.22 | 2023-08-12 | 21,583 | 21,583 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $16.45 | 2023-02-12 | 20,921 | 20,921 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $16.69 | 2018-08-19 | 15,957 | 15,957 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $17.11 | 2017-02-13 | 14,395 | 14,395 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $20.27 | 2017-08-13 | 11,878 | 11,878 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $20.26 | 2016-08-14 | 6,369 | 6,369 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-08-17 | 22,971 | 22,971 | Direct |
| 2025-02-17 | 19,355 | 19,355 | Direct |
| 2024-08-12 | 21,216 | 21,216 | Direct |
| 2024-02-12 | 21,645 | 21,645 | Direct |
| 2023-08-12 | 21,583 | 21,583 | Direct |
| 2023-02-12 | 20,921 | 20,921 | Direct |
| 2018-08-19 | 15,957 | 15,957 | Direct |
| 2017-02-13 | 14,395 | 14,395 | Direct |
| 2017-08-13 | 11,878 | 11,878 | Direct |
| 2016-08-14 | 6,369 | 6,369 | Direct |
Footnotes
- Options vest 1/3 annually beginning one year from grant date.
Billionaire Hedge Funds
