Filing Details
- Accession Number:
- 0001140361-15-042301
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-19 16:08:18
- Reporting Period:
- 2015-11-17
- Filing Date:
- 2015-11-19
- Accepted Time:
- 2015-11-19 16:08:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1444380 | Nevro Corp | NVRO | Surgical & Medical Instruments & Apparatus (3841) | 562568057 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1417976 | H Andrew Galligan | C/O Nevro Corp. 1800 Bridge Parkway Redwood City CA 94065 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-17 | 10,446 | $1.44 | 10,446 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-11-17 | 869 | $3.60 | 11,315 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-11-17 | 4,070 | $3.60 | 15,385 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-11-17 | 4,615 | $18.00 | 20,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-17 | 18,500 | $51.24 | 1,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-11-17 | 1,500 | $52.01 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2015-11-17 | 10,446 | $0.00 | 10,446 | $1.44 |
Common Stock | Stock Option (right to buy) | Disposition | 2015-11-17 | 869 | $0.00 | 869 | $3.60 |
Common Stock | Stock Option (right to buy) | Disposition | 2015-11-17 | 4,070 | $0.00 | 4,070 | $3.60 |
Common Stock | Stock Option (right to buy) | Disposition | 2015-11-17 | 4,615 | $0.00 | 4,615 | $18.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
77,404 | 2020-05-17 | No | 4 | M | Direct | |
62,940 | 2021-09-28 | No | 4 | M | Direct | |
44,804 | 2023-05-14 | No | 4 | M | Direct | |
51,899 | 2024-11-04 | No | 4 | M | Direct |
Footnotes
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.9876, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.03, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- 100% of the shares subject to the option are fully vested and exercisable.
- 1/48th of the shares subject to the option vest on each monthly anniversary measured from May 15, 2013 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
- 1/48th of the shares subject to the option vest on each monthly anniversary measured from November 5, 2014 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.