Filing Details

Accession Number:
0000899243-15-008516
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-19 16:06:28
Reporting Period:
2015-11-17
Filing Date:
2015-11-19
Accepted Time:
2015-11-19 16:06:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1559053 Prothena Corp Plc PRTA Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1564371 B. Dale Schenk C/O Prothena Biosciences Inc
650 Gateway Boulevard
South San Francisco CA 94080
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, Par Value $0.01 Per Share Disposition 2015-08-31 3,333 $0.00 0 No 5 G Direct
Ordinary Shares, Par Value $0.01 Per Share Acquisiton 2015-08-31 3,333 $0.00 11,544 No 5 G Indirect By Trust
Ordinary Shares, Par Value $0.01 Per Share Acquisiton 2015-11-17 33,333 $6.03 33,333 No 4 M Direct
Ordinary Shares, Par Value $0.01 Per Share Disposition 2015-11-17 5,300 $65.78 28,033 No 4 S Direct
Ordinary Shares, Par Value $0.01 Per Share Disposition 2015-11-17 9,826 $66.83 18,207 No 4 S Direct
Ordinary Shares, Par Value $0.01 Per Share Disposition 2015-11-17 7,374 $67.89 10,833 No 4 S Direct
Ordinary Shares, Par Value $0.01 Per Share Disposition 2015-11-17 7,200 $68.65 3,633 No 4 S Direct
Ordinary Shares, Par Value $0.01 Per Share Disposition 2015-11-17 300 $69.37 3,333 No 4 S Direct
Ordinary Shares, Par Value $0.01 Per Share Disposition 2015-11-19 3,333 $0.00 0 No 5 G Direct
Ordinary Shares, Par Value $0.01 Per Share Acquisiton 2015-11-19 3,333 $0.00 14,877 No 5 G Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect By Trust
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 5 G Direct
No 5 G Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option (right to buy) Disposition 2015-11-17 33,333 $0.00 33,333 $6.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
383,334 2023-01-29 No 4 M Direct
Footnotes
  1. Represents transfer of shares to the Schenk Family Trust, dated 2/9/2004, of which Reporting Person is a Co Trustee with his spouse.
  2. The shares are held by the Schenk Family Trust, dated 2/9/2004, of which Reporting Person is a Co Trustee with his spouse.
  3. The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.
  4. The transaction was executed in multiple trades in prices ranging from $65.34 to $66.27, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
  5. The transaction was executed in multiple trades in prices ranging from $66.35 to $67.32, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
  6. The transaction was executed in multiple trades in prices ranging from $67.36 to $68.35, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
  7. The transaction was executed in multiple trades in prices ranging from $68.36 to $69.24, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
  8. The transaction was executed in multiple trades in prices ranging from $69.36 to $69.375, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
  9. The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on January 29, 2014 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment or service relationship on each such vesting date.