Filing Details
- Accession Number:
- 0001019361-15-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-19 15:19:22
- Reporting Period:
- 2015-11-19
- Filing Date:
- 2015-11-19
- Accepted Time:
- 2015-11-19 15:19:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1019361 | Rofin Sinar Technologies Inc | RSTI | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 383306461 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270552 | Peter Wirth | Rofin-Sinar, Inc. -Lager Lmbh Berze Liusstrabe 83, D-22113 Hamberg Germany 2M 00000 | Chairman Of The Board Rsti | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock - Rsti | Acquisiton | 2015-11-19 | 80,000 | $26.05 | 92,600 | No | 4 | M | Direct | |
Common Stock - Rsti | Disposition | 2015-11-19 | 80,000 | $28.04 | 12,600 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock - Rsti | Employee Stock Option Right to Buy | Acquisiton | 2015-11-19 | 80,000 | $26.05 | 80,000 | $26.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-03-16 | 2016-03-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock - Rsti | 6,500 | Indirect | Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock - Rsti | Employee Stock Option Right to Buy | $28.50 | 2008-03-15 | 2017-03-15 | 0 | 20,000 | Direct |
Common Stock - Rsti | Employee Stock Option Right to Buy | $40.20 | 2009-03-19 | 2018-03-19 | 0 | 5,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-03-15 | 0 | 20,000 | Direct |
2018-03-19 | 0 | 5,000 | Direct |
Footnotes
- Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day. Shares were sold at an average price of $28.0384 with the high being $28.65 and the low being $28.00 (on a block trade at $28.00).
- Value represents the exercise price of the shares granted under the Plan.
- Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
- No transaction being reported at this time - only reporting holdings as of this date.
- Number represents the number of available shares remaining under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.