Filing Details
- Accession Number:
- 0001209191-15-081120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-18 19:47:08
- Reporting Period:
- 2015-11-16
- Filing Date:
- 2015-11-18
- Accepted Time:
- 2015-11-18 19:47:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1570465 | Jae Kim | 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Svp & Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-16 | 3,962 | $5.46 | 24,458 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-11-16 | 2,379 | $5.46 | 26,837 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-11-16 | 5,227 | $5.63 | 32,064 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-11-16 | 2,380 | $5.63 | 34,444 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-16 | 14,232 | $10.68 | 20,212 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-11-17 | 317 | $10.95 | 19,895 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-16 | 3,962 | $0.00 | 10,827 | $5.46 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-16 | 2,379 | $0.00 | 6,496 | $5.46 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-16 | 5,227 | $0.00 | 1,718 | $5.63 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-11-16 | 2,380 | $0.00 | 783 | $5.63 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,827 | 2023-02-01 | No | 4 | M | Direct | |
6,496 | 2023-02-01 | No | 4 | M | Direct | |
1,718 | 2020-08-02 | No | 4 | M | Direct | |
783 | 2021-02-01 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2015.
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold on 11/16/2015 ranging from $10.59 to $10.83. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price reported in Column 4 of Table 1 represents the exact sale price of the shares sold on 11/17/2015.
- Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
- One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.