Filing Details

Accession Number:
0001209191-15-081120
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-18 19:47:08
Reporting Period:
2015-11-16
Filing Date:
2015-11-18
Accepted Time:
2015-11-18 19:47:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
917273 Rambus Inc RMBS Semiconductors & Related Devices (3674) 943112828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1570465 Jae Kim 1050 Enterprise Way, Suite 700
Sunnyvale CA 94089
Svp & Gc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-16 3,962 $5.46 24,458 No 4 M Direct
Common Stock Acquisiton 2015-11-16 2,379 $5.46 26,837 No 4 M Direct
Common Stock Acquisiton 2015-11-16 5,227 $5.63 32,064 No 4 M Direct
Common Stock Acquisiton 2015-11-16 2,380 $5.63 34,444 No 4 M Direct
Common Stock Disposition 2015-11-16 14,232 $10.68 20,212 No 4 S Direct
Common Stock Disposition 2015-11-17 317 $10.95 19,895 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-16 3,962 $0.00 10,827 $5.46
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-16 2,379 $0.00 6,496 $5.46
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-16 5,227 $0.00 1,718 $5.63
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-16 2,380 $0.00 783 $5.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,827 2023-02-01 No 4 M Direct
6,496 2023-02-01 No 4 M Direct
1,718 2020-08-02 No 4 M Direct
783 2021-02-01 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2015.
  2. The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold on 11/16/2015 ranging from $10.59 to $10.83. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. The sale price reported in Column 4 of Table 1 represents the exact sale price of the shares sold on 11/17/2015.
  4. Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
  5. One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.