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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
921547	Heritage Oaks Bancorp	HEOP	State Commercial Banks (6022)	770388249

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1197257	Iii M John Eggemeyer	C/O Castle Creek Capital Llc 6051 El Tordo Rancho Santa Fe CA 92067	No	No	Yes	No
1242722	Mikesell J Thomas	C/O Castle Creek Capital Llc 6051 El Tordo Rancho Santa Fe CA 92067	No	No	Yes	No
1332829	G Mark Merlo	C/O Castle Creek Capital Llc 6051 El Tordo Rancho Santa Fe CA 92067	No	No	Yes	No
1459707	Castle Creek Capital Partners Iv, Lp	C/O Castle Creek Capital Llc 6051 El Tordo Rancho Santa Fe CA 92067	No	No	Yes	No
1481798	John Pietrzak	C/O Castle Creek Capital Llc 6051 El Tordo Rancho Santa Fe CA 92067	No	No	Yes	No
1569797	Castle Creek Capital Iv Llc	C/O Castle Creek Capital Llc 6051 El Tordo Rancho Santa Fe CA 92067	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Heritage Oaks Bancorp Common Stock	Disposition	2015-11-17	2,000,000	$8.00	1,672,638	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.24, inclusive. The reporting persons undertake to provide to Heritage Oaks Bancorp, any security holder of Heritage Oak Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
These securities are owned by Castle Creek Capital Partners IV, LP ("Fund IV"). Each of Castle Creek Capital IV LLC, John M. Eggemeyer III, J. Mikesell Thomas, Mark G. Merlo, and John T. Pietrzak may also be deemed to be the beneficial owner of the 1,672,638 shares of Common Stock held directly by Fund IV. Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak are managing principals of Castle Creek Capital IV LLC, the sole general partner of Fund IV. Castle Creek Capital IV LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak each disclaim beneficial ownership of such shares of Common Stock, except to the extent of their respective pecuniary interest in Fund IV, and this report shall not be deemed an admission that Castle Creek Capital IV LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, or Mr. Pietrzak is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.