Filing Details
- Accession Number:
- 0000899243-15-008442
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-18 19:29:15
- Reporting Period:
- 2015-08-14
- Filing Date:
- 2015-11-18
- Accepted Time:
- 2015-11-18 19:29:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1631574 | Wave Life Sciences Ltd. | WVE | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1657769 | Partnership Limited Investment Sousei Shinsangyo Kagoshima | 6-1-20, Nanei, Kagoshima City Kagoshima M0 891-0122 | No | No | Yes | No | |
1657771 | Masaharu Tanaka | C/O Kagoshima Shinsangyo Sousei Invest. Ltd. P., 6-1-20, Nanei, Kagoshima City Kagoshima M0 891-0122 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2015-11-16 | 161,663 | $0.00 | 3,152,440 | No | 4 | C | Indirect | See Footnote |
Ordinary Shares | Acquisiton | 2015-11-16 | 76,250 | $16.00 | 3,228,690 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Series B Preferred Shares | Acquisiton | 2015-08-14 | 161,663 | $12.37 | 161,663 | $0.00 |
Ordinary Shares | Series B Preferred Shares | Disposition | 2015-11-16 | 161,663 | $0.00 | 161,663 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
161,663 | No | 4 | P | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series B Preferred Shares converted into Ordinary Shares on a one-for-one basis upon the closing of the Issuer's initial public offering of its Ordinary Shares and had no expiration date.
- Shares held by Kagoshima Shinsangyo Sousei Investment Limited Partnership ("KSS"). Masaharu Tanaka, a director of the Issuer, is the representative director of Kagoshima Development Co., Ltd., the general partner of KSS and may be deemed to beneficially own the reported securities. Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), Mr. Tanaka disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The filing of this Form 4 shall not be construed as an admission that Mr. Tanaka is or was for the purposes of Section 16(a) of the Act, or otherwise, the beneficial owner of any of the reported securities.
- Share amounts reflect a 4.0415917-for-1 forward split of the Issuer's shares on November 1, 2015. The securities were purchased for $12.37 per share on a post-split basis.